Form 4 for FNKO Funko, Inc.
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001501098-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-16 | 2026-03-12+ | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | +22.4K | 59.8K | +60% | $0 |
| DM | 2026-03-16 | 2026-03-12+ | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | -22.4K | 29.3K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2026-03-12 | M | A | 9,767 | $0.00 | 47,209 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 2 | Common | CLASS A COMMON STOCK | 2026-03-13 | M | A | 12,600 | $0.00 | 59,809 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2026-03-13 | M | D | 12,600 | $0.00 | 25,200 | D | — · — to — | 12,600 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F4) On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| 4 | Derivative | Restricted Stock Units | 2026-03-12 | M | D | 9,767 | $0.00 | 29,302 | D | — · — to — | 9,767 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |