Form 4 for UPLD Upland Software, Inc.

Accepted 2024-08-12 00:00:00 ET · period of report 2024-08-08 · accession 0001505155-24-000071 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-08-12	2024-08-08+	UPLD	MCDONALD JOHN T	CEO, Dir	P - Purchase	$1.97	+100.0K	363.7K	+38%	+$196.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-08-08	P	A	33,635	$1.98	297,373	I By National Financial Services as Cust FBO J. McDonald RRA	—	—	(F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2	Common	Common Stock	2024-08-09	P	A	66,365	$1.96	363,738	I By National Financial Services as Cust FBO J. McDonald RRA	—	—	(F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $1.995, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.