Form 4 for UPLD Upland Software, Inc.
Accepted 2024-11-15 00:00:00 ET · period of report 2024-11-13 · accession 0001505155-24-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-11-15 | 2024-11-13+ | UPLD | Mattox Timothy | Dir | S - Sale | $2.51 | -20.0K | 416.8K | -5% | -$50.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-13 | S | D | 2,000 | $2.64 | 434,776 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $2.630 to $2.730. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Common Stock | 2024-11-14 | S | D | 18,000 | $2.50 | 416,776 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $2.490 to $2.530. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |