Form 4 for UPLD Upland Software, Inc.
Accepted 2025-06-17 00:00:00 ET · period of report 2025-06-13 · accession 0001505155-25-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-17 | 2025-06-13 | UPLD | Doman Dan | Chief Product Off | A - Grant | $0.00 | +350.0K | 772.8K | +83% | $0 | |
| 2025-06-17 | 2025-06-16 | UPLD | Doman Dan | Chief Product Off | F - Tax | $1.84 | -14.8K | 758.1K | -2% | -$27.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-13 | A | A | 350,000 | $0.00 | 772,846 | D | — | — | (F1) The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested. |
| 2 | Common | Common Stock | 2025-06-16 | F | D | 14,758 | $1.84 | 758,088 | D | — | — | (F2) Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |