Form 4 for BWFG Bankwell Financial Group, Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001505732-23-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-04 | 2023-01-02 | BWFG | Chivily Christine | Chief Credit Off | A - Grant | $0.00 | +1,472 | 18.6K | +9% | $0 |
| 2023-01-04 | 2023-01-03 | BWFG | Chivily Christine | Chief Credit Off | F - Tax | $28.41 | -1,700 | 16.9K | -9% | -$48.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-02 | A | A | 972 | $0.00 | 18,059 | D | — | — | (F1) 972 performance based shares were granted and vested on January 2, 2023 as a result of meeting performance metrics from previously issued grants. |
| 2 | Common | Common Stock | 2023-01-02 | A | A | 500 | $0.00 | 18,559 | D | — | — | (F2) 500 performance based shares were granted and vested on January 2, 2023 as a result of meeting performance metrics from previously issued grants. |
| 3 | Common | Common Stock | 2023-01-03 | F | D | 1,700 | $28.41 | 16,859 | D | — | — | (F3) 1,700 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the tax liability for vesting a total of 4,416 shares. (F4) Range of reported sale price is $28.22 - $28.69. Reporting person agrees to provide individual transaction information to SEC upon request. (F6) 1,500 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares are performance restricted stock and may vest when and if the performance goal is achieved. As of the transaction date, 1,500 shares have vested. (F5) 1,500 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on January 2, 2021 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. As of the transaction date all shares have vested. |