Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2026-02-18 00:00:00 ET · period of report 2026-02-13 · accession 0001509299-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-18 | 2026-02-13 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $8.92 | -9,701 | 454.8K | -2% | -$86.5K |
| D | 2026-02-18 | 2026-02-13 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | — | +36.5K | 464.5K | +9% | — |
| D | 2026-02-18 | 2026-02-13 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | $0.00 | -36.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-13 | F | D | 9,701 | $8.92 | 454,773 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 13, 2026. |
| 2 | Common | Common Stock | 2026-02-13 | M | A | 36,486 | — | 464,474 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 3 | Derivative | Restricted Stock Units | 2026-02-13 | M | D | 36,486 | $0.00 | 0 | D | — · — to — | 36,486 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on February 13, 2026. |