Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2026-02-27 00:00:00 ET · period of report 2026-02-26 · accession 0001509299-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-27 | 2026-02-26 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | — | +80.9K | 524.2K | +18% | — |
| DM | 2026-02-27 | 2026-02-26 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $8.62 | -22.0K | 513.7K | -4% | -$189.3K |
| DM | 2026-02-27 | 2026-02-26 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | $0.00 | -80.9K | 75.0K | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-26 | M | A | 43,431 | — | 498,204 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 2 | Common | Common Stock | 2026-02-26 | F | D | 11,548 | $8.62 | 486,656 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026. |
| 3 | Common | Common Stock | 2026-02-26 | M | A | 37,506 | — | 524,162 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 4 | Common | Common Stock | 2026-02-26 | F | D | 10,415 | $8.62 | 513,747 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026. |
| 5 | Derivative | Restricted Stock Units | 2026-02-26 | M | D | 43,431 | $0.00 | 43,431 | D | — · — to — | 43,431 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on February 26, 2026. |
| 6 | Derivative | Restricted Stock Units | 2026-02-26 | M | D | 37,506 | $0.00 | 75,012 | D | — · — to — | 37,506 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on February 26, 2026. |