Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2026-03-03 00:00:00 ET · period of report 2026-03-02 · accession 0001509299-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-03-02 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $8.46 | -36.6K | 560.4K | -6% | -$309.3K |
| D | 2026-03-03 | 2026-03-02 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | $0.00 | +83.2K | 596.9K | +16% | $0 |
| D | 2026-03-03 | 2026-03-02 | GNW | Upton Jerome T | EVP, CFO | A - Grant | $0.00 | +91.4K | 91.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | F | D | 36,555 | $8.46 | 560,388 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026. |
| 2 | Common | Common Stock | 2026-03-02 | M | A | 83,196 | $0.00 | 596,943 | D | — | — | (F1) Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis. |
| 3 | Derivative | Restricted Stock Units | 2026-03-02 | A | A | 91,429 | $0.00 | 91,429 | D | — · — to — | 91,429 Common Stock | (F3) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F4) Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027. |