Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001509412-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-05 | 2022-01-03+ | KTOS | Carter David M | Pres, DRSS Division | M - OptEx | $0.00 | +21.0K | 61.4K | +52% | $0 |
| DM | 2022-01-05 | 2022-01-03+ | KTOS | Carter David M | Pres, DRSS Division | F - Tax | $19.93 | -9,812 | 58.4K | -14% | -$195.5K |
| D | 2022-01-05 | 2022-01-04 | KTOS | Carter David M | Pres, DRSS Division | A - Grant | $0.00 | +10.6K | 70.5K | +18% | $0 |
| D | 2022-01-05 | 2022-01-03 | KTOS | Carter David M | Pres, DRSS Division | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
| DM | 2022-01-05 | 2022-01-03+ | KTOS | Carter David M | Pres, DRSS Division | M - OptEx | $0.00 | -21.0K | 12.0K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | M | A | 3,000 | $0.00 | 51,703 | D | — | — | (F3) RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 2 | Common | Common Stock | 2022-01-03 | F | D | 1,512 | $19.65 | 50,191 | D | — | — | (F7) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 3 | Common | Common Stock | 2022-01-04 | M | A | 15,000 | $0.00 | 65,191 | D | — | — | (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 4 | Common | Common Stock | 2022-01-04 | A | A | 10,583 | $0.00 | 70,474 | D | — | — | (F6) Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 5 | Common | Common Stock | 2022-01-04 | M | A | 3,000 | $0.00 | 61,403 | D | — | — | (F5) RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 6 | Common | Common Stock | 2022-01-04 | F | D | 1,512 | $19.98 | 59,891 | D | — | — | (F7) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 7 | Common | Common Stock | 2022-01-04 | F | D | 6,788 | $19.98 | 58,403 | D | — | — | (F7) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F8) Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. |
| 8 | Derivative | Restricted Stock Units | 2022-01-03 | A | A | 15,000 | $0.00 | 15,000 | D | — · — to — | 15,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. |
| 9 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 15,000 | $0.00 | 0 | D | — · — to — | 15,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022. |
| 10 | Derivative | Restricted Stock Units | 2022-01-03 | M | D | 3,000 | $0.00 | 9,000 | D | — · — to — | 3,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. |
| 11 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 3,000 | $0.00 | 12,000 | D | — · — to — | 3,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F5) RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. |