Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2026-01-06 00:00:00 ET · period of report 2026-01-03 · accession 0001509412-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-01-06 | 2026-01-03+ | KTOS | Carter David M | Pres, DRSS Division | M - OptEx | $0.00 | +15.0K | 88.8K | +20% | $0 |
| DM | 2026-01-06 | 2026-01-03+ | KTOS | Carter David M | Pres, DRSS Division | F - Tax | $79.29 | -6,877 | 87.3K | -7% | -$545.3K |
| D | 2026-01-06 | 2026-01-03 | KTOS | Carter David M | Pres, DRSS Division | A - Grant | $0.00 | +25.0K | 25.0K | New | $0 |
| DM | 2026-01-06 | 2026-01-03+ | KTOS | Carter David M | Pres, DRSS Division | M - OptEx | $0.00 | -15.0K | 6,000 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-04 | M | A | 3,000 | $0.00 | 95,285 | D | — | — | (F7) RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 2 | Common | Common Stock | 2026-01-04 | F | D | 1,353 | $79.29 | 93,932 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 3 | Common | Common Stock | 2026-01-04 | F | D | 1,353 | $79.29 | 92,285 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 4 | Common | Common Stock | 2026-01-04 | M | A | 3,000 | $0.00 | 93,638 | D | — | — | (F6) RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 5 | Common | Common Stock | 2026-01-03 | F | D | 1,353 | $79.29 | 90,638 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 6 | Common | Common Stock | 2026-01-03 | M | A | 3,000 | $0.00 | 91,991 | D | — | — | (F5) RSUs were granted and previously reported on a Form 4 filed January 7, 2025, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2025 date of grant. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 7 | Common | Common Stock | 2026-01-03 | F | D | 1,353 | $79.29 | 88,991 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 8 | Common | Common Stock | 2026-01-03 | M | A | 3,000 | $0.00 | 90,344 | D | — | — | (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 9 | Common | Common Stock | 2026-01-03 | F | D | 1,465 | $79.29 | 87,344 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 10 | Common | Common Stock | 2026-01-03 | M | A | 3,000 | $0.00 | 88,809 | D | — | — | (F3) RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. (F9) Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account. |
| 11 | Derivative | Restricted Stock Units | 2026-01-03 | A | A | 25,000 | $0.00 | 25,000 | D | — · — to — | 25,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. |
| 12 | Derivative | Restricted Stock Units | 2026-01-03 | M | D | 3,000 | $0.00 | 3,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. |
| 13 | Derivative | Restricted Stock Units | 2026-01-04 | M | D | 3,000 | $0.00 | 9,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F7) RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant. |
| 14 | Derivative | Restricted Stock Units | 2026-01-03 | M | D | 3,000 | $0.00 | 12,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F5) RSUs were granted and previously reported on a Form 4 filed January 7, 2025, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2025 date of grant. |
| 15 | Derivative | Restricted Stock Units | 2026-01-04 | M | D | 3,000 | $0.00 | 0 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F6) RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. |
| 16 | Derivative | Restricted Stock Units | 2026-01-03 | M | D | 3,000 | $0.00 | 6,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. |