Form 4 for BAND Bandwidth Inc.
Accepted 2023-11-30 00:00:00 ET · period of report 2023-11-28 · accession 0001514416-23-000179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-30 | 2023-11-29 | BAND | Krupka Devin M | Ctrl, PAO | S - Sale+OE | $11.30 | -1,617 | 6,440 | -20% | -$18.3K |
| D | 2023-11-30 | 2023-11-28 | BAND | Krupka Devin M | Ctrl, PAO | M - OptEx | $0.00 | +5,477 | 8,057 | +212% | $0 |
| D | 2023-11-30 | 2023-11-28 | BAND | Krupka Devin M | Ctrl, PAO | A - Grant | $0.00 | +33.3K | 33.3K | New | $0 |
| D | 2023-11-30 | 2023-11-28 | BAND | Krupka Devin M | Ctrl, PAO | M - OptEx | $0.00 | -5,477 | 11.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-29 | S | D | 1,617 | $11.30 | 6,440 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.27 to $11.35. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2023-11-28 | M | A | 5,477 | $0.00 | 8,057 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-11-28 | A | A | 33,303 | $0.00 | 33,303 | D | — · — to — | 33,303 Class A Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F5) On November 28, 2023, the Reporting Person was granted 33,303 Restricted Stock Units, which vest one-third on November 28, 2024, and the remainder vest in eight pro-rata quarterly installments beginning on February 28, 2025. |
| 4 | Derivative | Restricted Stock Units | 2023-11-28 | M | D | 5,477 | $0.00 | 10,955 | D | — · — to — | 5,477 Class A Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F4) On November 28, 2022, the Reporting Person was granted 16,432 Restricted Stock Units, which vested one-third on November 28, 2023, and the remainder vest in eight pro-rata quarterly installments beginning on February 28, 2024. |