Form 4 for ARQ Arq, Inc.
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0001515156-23-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-07-24 | 2023-07-20 | ARQ | Blank Jeremy | Dir | A - Grant | $0.00 | +770.7K | 1.86M | +71% | $0 |
| MI | 2023-07-24 | 2023-07-20 | ARQ | Blank Jeremy | Dir | D - Sale to Iss | $0.00 | -770.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-20 | A | A | 23,466 | $0.00 | 43,270 | I By Community SPV GP LP. | — | — | (F5) The shares reported on this row are held by Community SPV GP LP. Mr. Blank is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-07-20 | A | A | 747,196 | $0.00 | 1,855,388 | I By YGF 100 LP. | — | — | (F3) The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| 3 | Common | Series A Convertible Preferred Stock | 2023-07-20 | D | D | 23,466 | $0.00 | 0 | I By Community SPV GP LP. | — | — | (F4) This amount includes 300 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. (F5) The shares reported on this row are held by Community SPV GP LP. Mr. Blank is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| 4 | Common | Series A Convertible Preferred Stock | 2023-07-20 | D | D | 747,196 | $0.00 | 0 | I By YGF 100 LP. | — | — | (F2) This amount includes 9,539 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. (F3) The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |