Form 4 for ARQ Arq, Inc.
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0001515156-23-000104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-07-24 | 2023-07-20 | ARQ | Campbell-Breeden Richard | Dir | A - Grant | $0.00 | +48.7K | 142.5K | +52% | $0 |
| 2023-07-24 | 2023-07-20 | ARQ | Campbell-Breeden Richard | Dir | D - Sale to Iss | $0.00 | -4,012 | 0 | -100% | $0 | |
| I | 2023-07-24 | 2023-07-20 | ARQ | Campbell-Breeden Richard | Dir | D - Sale to Iss | $0.00 | -48.7K | 0 | -100% | $0 |
| 2023-07-24 | 2023-07-20 | ARQ | Campbell-Breeden Richard | Dir | A - Grant | $0.00 | +4,012 | 32.0K | +14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-20 | A | A | 48,699 | $0.00 | 142,542 | I | — | — | |
| 2 | Common | Series A Convertible Preferred Stock | 2023-07-20 | D | D | 4,012 | $0.00 | 0 | D By Omeshorn Holdings Limited. | — | — | (F2) This amount includes 51 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. (F4) The shares reported on this row are held by Omeshorn Holdings Ltd. Richard Campbell-Breeden, a Director of the Issuer, is a director of Omeshorn Holdings Ltd. and therefore is an indirect beneficial owner of the securities reported herein. |
| 3 | Common | Series A Convertible Preferred Stock | 2023-07-20 | D | D | 48,699 | $0.00 | 0 | I By Omeshorn Holdings Limited. | — | — | (F3) This amount includes 622 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. (F4) The shares reported on this row are held by Omeshorn Holdings Ltd. Richard Campbell-Breeden, a Director of the Issuer, is a director of Omeshorn Holdings Ltd. and therefore is an indirect beneficial owner of the securities reported herein. |
| 4 | Common | Common Stock | 2023-07-20 | A | A | 4,012 | $0.00 | 32,040 | D | — | — |