Form 4 for ARQ Arq, Inc.
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0001515156-23-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-07-24 | 2023-07-20 | ARQ | McIntyre Julian Alexander | Dir | D - Sale to Iss | $0.00 | -788.1K | 0 | -100% | $0 |
| MI | 2023-07-24 | 2023-07-20 | ARQ | McIntyre Julian Alexander | Dir | A - Grant | $0.00 | +788.1K | 20.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series A Convertible Preferred Stock | 2023-07-20 | D | D | 780,510 | $0.00 | 0 | I By Allard Services Limited. | — | — | (F2) This amount includes 9,964 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. (F3) The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein. |
| 2 | Common | Common Stock | 2023-07-20 | A | A | 780,510 | $0.00 | 2,636,370 | I By Allard Services Limited | — | — | (F3) The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein. |
| 3 | Common | Common Stock | 2023-07-20 | A | A | 7,612 | $0.00 | 20,563 | I By Stannard Limited | — | — | (F5) The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein. |
| 4 | Common | Series A Convertible Preferred Stock | 2023-07-20 | D | D | 7,612 | $0.00 | 0 | I By Stannard Limited. | — | — | (F4) This amount includes 97 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. (F5) The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein. |