Form 4 for ARQ Arq, Inc.
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-26 · accession 0001515156-24-000185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-11-27 | 2024-11-26 | ARQ | Blank Jeremy | Dir | J - Other | — | +132.0K | 1.99M | +7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-26 | J | A | 132,046 | — | 1,987,434 | I By YGF 100 LP. | — | — | (F1) Pursuant to a special resolution, passed by the shareholders of Arq Limited on June 17, 2024 and for the purpose of effecting the wind-down of Arq Limited as contemplated by the Securities Purchase Agreement, dated February 1, 2023, by and between Arq, Inc. (f/k/a Advanced Emissions Solutions, Inc.) (the "Issuer") and Arq Limited, on November 26, 2024, Arq Limited distributed its remaining held shares of the Issuer's common stock, par value 0.001 per share, to its shareholders. The shares were distributed without the payment of any additional consideration. (F2) The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |