Form 4/A for DOCS Doximity, Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-11-12 · accession 0001516513-21-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2021-12-08 | 2021-11-12 | DOCS | Tangney Jeffrey | CEO, Dir, 10% | C - Cnv Deriv | — | +100.0K | 100.0K | New | — |
| DAI | 2021-12-08 | 2021-11-12 | DOCS | Tangney Jeffrey | CEO, Dir, 10% | C - Cnv Deriv | — | +150.0K | 150.0K | New | — |
| DA | 2021-12-08 | 2021-11-12 | DOCS | Tangney Jeffrey | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -100.0K | 6.32M | -2% | $0 |
| DAI | 2021-12-08 | 2021-11-12 | DOCS | Tangney Jeffrey | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -150.0K | 24.20M | -0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-12 | C | A | 100,000 | — | 100,000 | D By Tangney Schweikert Family Trust | — | — | (F2) This Form 4/A is being filed to include this transaction, which was inadvertently omitted from the Forms 4 and 4/A filed by Jeffrey Tangney on November 19, 2021. (F1) Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder. (F3) These shares are owned directly by Mr. Tangney. (F4) These shares are owned directly by the Tangney Schweikert Family Trust, a ten percent owner of the Issuer, and indirectly by Mr. Tangney as trustee of such trust. Mr. Tangney is an officer, director and ten percent owner of the Issuer. |
| 2 | Common | Class A Common Stock | 2021-11-12 | C | A | 150,000 | — | 150,000 | I | — | — | (F2) This Form 4/A is being filed to include this transaction, which was inadvertently omitted from the Forms 4 and 4/A filed by Jeffrey Tangney on November 19, 2021. (F1) Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder. |
| 3 | Derivative | Class B Common Stock | 2021-11-12 | C | D | 100,000 | $0.00 | 6,321,666 | D By Tangney Schweikert Family Trust | — · — to — | 100,000 Class A Common Stock | (F2) This Form 4/A is being filed to include this transaction, which was inadvertently omitted from the Forms 4 and 4/A filed by Jeffrey Tangney on November 19, 2021. (F3) These shares are owned directly by Mr. Tangney. (F4) These shares are owned directly by the Tangney Schweikert Family Trust, a ten percent owner of the Issuer, and indirectly by Mr. Tangney as trustee of such trust. Mr. Tangney is an officer, director and ten percent owner of the Issuer. (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |
| 4 | Derivative | Class B Common Stock | 2021-11-12 | C | D | 150,000 | $0.00 | 24,203,330 | I | — · — to — | 150,000 Class A Common Stock | (F2) This Form 4/A is being filed to include this transaction, which was inadvertently omitted from the Forms 4 and 4/A filed by Jeffrey Tangney on November 19, 2021. (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |