Form 4 for DOCS Doximity, Inc.
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001516513-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-14+ | DOCS | Cabral Timothy S | Dir | C - Cnv Deriv | — | +17.5K | 14.7K | New | — |
| DM | 2023-02-16 | 2023-02-14+ | DOCS | Cabral Timothy S | Dir | S - Sale | $33.60 | -17.5K | 4,714 | -79% | -$588.0K |
| DM | 2023-02-16 | 2023-02-14+ | DOCS | Cabral Timothy S | Dir | M - OptEx | $0.00 | 0 | 526.0K | New | $0 |
| DM | 2023-02-16 | 2023-02-14+ | DOCS | Cabral Timothy S | Dir | C - Cnv Deriv | $0.00 | -17.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-15 | C | A | 7,500 | — | 12,214 | D | — | — | (F1) Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder. |
| 2 | Common | Class A Common Stock | 2023-02-15 | S | D | 7,500 | $35.00 | 4,714 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-02-14 | S | D | 10,000 | $32.55 | 4,714 | D | — | — | (F3) The price represents the weighted-average price of the shares sold in multiple transactions ranging from $32.1950 to $32.9000 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2023-02-14 | C | A | 10,000 | — | 14,714 | D | — | — | (F1) Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder. |
| 5 | Derivative | Class B Common Stock | 2023-02-14 | M | A | 10,000 | $0.00 | 10,000 | D | — · — to — | 10,000 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |
| 6 | Derivative | Class B Common Stock | 2023-02-15 | M | A | 7,500 | $0.00 | 7,500 | D | — · — to — | 7,500 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-02-15 | M | D | 7,500 | $0.00 | 518,500 | D | $2.21 · — to 2030-09-01 | 7,500 Class B Common Stock | (F4) The stock option vests in 36 equal monthly installments after September 2, 2020, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on September 2, 2020. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-02-14 | M | D | 10,000 | $0.00 | 526,000 | D | $2.21 · — to 2030-09-01 | 10,000 Class B Common Stock | (F4) The stock option vests in 36 equal monthly installments after September 2, 2020, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on September 2, 2020. |
| 9 | Derivative | Class B Common Stock | 2023-02-15 | C | D | 7,500 | $0.00 | 0 | D | — · — to — | 7,500 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |
| 10 | Derivative | Class B Common Stock | 2023-02-14 | C | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. |