Form 4 for OBK Origin Bancorp, Inc.
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0001516912-22-000141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-08-01 | OBK | Dyer Jay | Dir | A - Grant | — | +41.0K | 41.0K | New | — |
| DMI | 2022-08-03 | 2022-08-01 | OBK | Dyer Jay | Dir | A - Grant | — | +77.2K | 60 | New | — |
| DM | 2022-08-03 | 2022-08-01 | OBK | Dyer Jay | Dir | A - Grant | $0.00 | +67.2K | 9,931 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-01 | A | A | 40,970 | — | 40,970 | D By IRA | — | — | (F1) Acquired in exchange for 61,885 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. |
| 2 | Common | Common Stock | 2022-08-01 | A | A | 13 | — | 13 | I By limited partnership | — | — | (F6) Acquired in exchange for 20 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. (F8) The reporting person has investment control over the shares held or controlled by SBSPBL, LP, a limited partnership. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities reported herein. |
| 3 | Common | Common Stock | 2022-08-01 | A | A | 24 | — | 24 | I By self as custodian for child 3 | — | — | (F5) Acquired in exchange for 37 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. |
| 4 | Common | Common Stock | 2022-08-01 | A | A | 57,906 | — | 57,906 | I | — | — | (F7) Acquired in exchange for 87,466 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. |
| 5 | Common | Common Stock | 2022-08-01 | A | A | 3,822 | — | 3,822 | I By KSOP | — | — | (F2) Acquired in exchange for 5,773 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. |
| 6 | Common | Common Stock | 2022-08-01 | A | A | 15,383 | — | 15,383 | I By self as custodian for child 1 | — | — | (F3) Acquired in exchange for 23,236 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. |
| 7 | Common | Common Stock | 2022-08-01 | A | A | 60 | — | 60 | I By self as custodian for child 2 | — | — | (F4) Acquired in exchange for 91 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share. |
| 8 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 3,972 | $0.00 | 3,972 | D | $19.64 · — to 2024-12-15 | 3,972 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 9 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 16,552 | $0.00 | 16,552 | D | $33.23 · — to 2031-02-16 | 16,552 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 10 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 1,655 | $0.00 | 1,655 | D | $37.76 · — to 2029-12-16 | 1,655 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 11 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 7,614 | $0.00 | 7,614 | D | $31.72 · — to 2027-12-18 | 7,614 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 12 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 8,276 | $0.00 | 8,276 | D | $23.64 · — to 2026-12-19 | 8,276 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 13 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 12,579 | $0.00 | 12,579 | D | $15.11 · — to 2023-10-21 | 12,579 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 14 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 6,621 | $0.00 | 6,621 | D | $19.64 · — to 2025-12-21 | 6,621 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |
| 15 | Derivative | Stock Options (Right to Buy) | 2022-08-01 | A | A | 9,931 | $0.00 | 9,931 | D | $22.28 · — to 2026-06-20 | 9,931 Common Stock | (F9) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger. |