Form 4 for GS Goldman Sachs
Accepted 2024-01-25 00:00:00 ET · period of report 2024-01-23 · accession 0001517277-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-25 | 2024-01-23 | GS | ROGERS JOHN F.W. | EVP | F - Tax | $385.96 | -1,845 | 64.0K | -3% | -$712.1K |
| D | 2024-01-25 | 2024-01-23 | GS | ROGERS JOHN F.W. | EVP | M - OptEx | — | +3,787 | 65.9K | +6% | — |
| D | 2024-01-25 | 2024-01-23 | GS | ROGERS JOHN F.W. | EVP | M - OptEx | — | -3,787 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | F | D | 1,845 | $385.96 | 64,044 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | M | A | 3,787 | — | 65,889 | D | — | — | (F1) On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. |
| 3 | Derivative | Restricted Stock Units | 2024-01-23 | M | D | 3,787 | — | 0 | D | — · — to — | 3,787 Common Stock, par value $0.01 per share | (F1) On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. |