Form 4 for GS Goldman Sachs
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-16 · accession 0001517277-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-05-20 | 2024-05-16 | GS | ROGERS JOHN F.W. | EVP | S - Sale | $466.31 | -8,356 | 70.2K | -11% | -$3.90M |
| MI | 2024-05-20 | 2024-05-16 | GS | ROGERS JOHN F.W. | EVP | S - Sale | $466.17 | -6,438 | 20.2K | -24% | -$3.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 357 | $467.83 | 64,030 | D See footnote | — | — | (F4) Reflects a weighted average sale price of $467.83 per share, at prices ranging from $467.62 to $468.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F6) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 601 | $465.21 | 39,710 | I See footnote | — | — | (F5) Reflects a weighted average sale price of $465.21 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F11) Held by the Reporting Person's spouse. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 639 | $465.85 | 39,071 | I See footnote | — | — | (F7) Reflects a weighted average sale price of $465.85 per share, at prices ranging from $465.56 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F11) Held by the Reporting Person's spouse. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 755 | $467.03 | 38,316 | I See footnote | — | — | (F8) Reflects a weighted average sale price of $467.03 per share, at prices ranging from $466.56 to $467.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F11) Held by the Reporting Person's spouse. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 151 | $467.76 | 38,165 | I See footnote | — | — | (F9) Reflects a weighted average sale price of $467.76 per share, at prices ranging from $467.56 to $468.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F11) Held by the Reporting Person's spouse. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 2,125 | $465.92 | 68,035 | D See footnote | — | — | (F2) Reflects a weighted average sale price of $465.92 per share, at prices ranging from $465.58 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F6) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 7 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 1,309 | $465.78 | 18,844 | I | — | — | (F12) Reflects a weighted average sale price of $465.78 per share, at prices ranging from $465.52 to $466.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 1,423 | $466.97 | 17,421 | I | — | — | (F13) Reflects a weighted average sale price of $466.97 per share, at prices ranging from $466.53 to $467.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 314 | $467.82 | 17,107 | I | — | — | (F14) Reflects a weighted average sale price of $467.82 per share, at prices ranging from $467.55 to $468.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 3,648 | $467.04 | 64,387 | D See footnote | — | — | (F3) Reflects a weighted average sale price of $467.04 per share, at prices ranging from $466.61 to $467.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F6) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| 11 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 1,246 | $465.16 | 20,153 | I | — | — | (F10) Reflects a weighted average sale price of $465.16 per share, at prices ranging from $464.52 to $465.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock, par value $0.01 per share | 2024-05-16 | S | D | 2,226 | $465.23 | 70,160 | D See footnote | — | — | (F1) Reflects a weighted average sale price of $465.23 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F6) Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |