Form 4 for MCHB Mechanics Bancorp
Accepted 2022-03-30 00:00:00 ET · period of report 2022-03-28 · accession 0001518715-22-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-30 | 2022-03-28 | MCHB | LEMON PAULETTE | EVP - Retail Banking Dir | F - Tax | $48.55 | -322 | 14.3K | -2% | -$15.6K |
| DM | 2022-03-30 | 2022-03-28 | MCHB | LEMON PAULETTE | EVP - Retail Banking Dir | M - OptEx | $0.00 | +1,319 | 14.4K | +10% | $0 |
| DM | 2022-03-30 | 2022-03-28 | MCHB | LEMON PAULETTE | EVP - Retail Banking Dir | M - OptEx | $0.00 | -1,319 | 736 | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-28 | F | D | 180 | $48.55 | 14,831.20 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-28 | M | A | 736 | $0.00 | 15,011.20 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 3 | Common | Common Stock | 2022-03-28 | F | D | 142 | $48.55 | 14,275.20 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-28 | M | A | 583 | $0.00 | 14,417.20 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 5 | Derivative | Restricted Stock Units | 2022-03-28 | M | D | 583 | $0.00 | 0 | D | — · — to — | 583 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F4) On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 6 | Derivative | Restricted Stock Units | 2022-03-28 | M | D | 736 | $0.00 | 736 | D | — · — to — | 736 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F5) On March 28, 2020, the reporting person was granted 2,208 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |