Form 4 for MCHB Mechanics Bancorp
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001518715-22-000181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-15 | 2022-11-11 | MCHB | MICHEL JOHN | EVP, CFO | M - OptEx | $0.00 | +7,740 | 47.7K | +19% | $0 |
| D | 2022-11-15 | 2022-11-11 | MCHB | MICHEL JOHN | EVP, CFO | M - OptEx | $0.00 | -7,740 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | M | A | 7,740 | $0.00 | 47,740 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F2) Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person. |
| 2 | Derivative | Restricted Stock Units | 2022-11-11 | M | D | 7,740 | $0.00 | 0 | D | — · — to — | 7,740 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F5) On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |