Form 4 for MCHB Mechanics Bancorp
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001518715-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-01 | MCHB | Harper Troy | EVP, CIO | M - OptEx | $0.00 | +953 | 11.1K | +9% | $0 |
| D | 2023-01-04 | 2023-01-01 | MCHB | Harper Troy | EVP, CIO | A - Grant | $0.00 | +2,720 | 2,720 | New | $0 |
| DM | 2023-01-04 | 2023-01-01 | MCHB | Harper Troy | EVP, CIO | M - OptEx | $0.00 | -953 | 566 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | M | A | 387 | $0.00 | 11,529 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 2 | Common | Common Stock | 2023-01-01 | M | A | 566 | $0.00 | 11,142 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 3 | Derivative | Restricted Stock Units | 2023-01-01 | A | A | 2,720 | $0.00 | 2,720 | D | — · — to — | 2,720 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F2) On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 4 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 387 | $0.00 | 775 | D | — · — to — | 387 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F4) On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 5 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 566 | $0.00 | 566 | D | — · — to — | 566 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F3) On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |