Form 4 for MCHB Mechanics Bancorp
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001518715-23-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-01 | MCHB | Endresen William | EVP, Comm'l RE, Capital Pres | M - OptEx | $0.00 | +1,581 | 14.0K | +13% | $0 |
| DM | 2023-01-04 | 2023-01-01 | MCHB | Endresen William | EVP, Comm'l RE, Capital Pres | F - Tax | $27.58 | -479 | 13.8K | -3% | -$13.2K |
| DM | 2023-01-04 | 2023-01-01 | MCHB | Endresen William | EVP, Comm'l RE, Capital Pres | M - OptEx | $0.00 | -1,581 | 1,294 | -55% | $0 |
| D | 2023-01-04 | 2023-01-01 | MCHB | Endresen William | EVP, Comm'l RE, Capital Pres | A - Grant | $0.00 | +3,736 | 3,736 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | M | A | 935 | $0.00 | 13,651 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 2 | Common | Common Stock | 2023-01-01 | F | D | 283 | $27.58 | 13,368 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-01 | M | A | 646 | $0.00 | 14,014 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 4 | Common | Common Stock | 2023-01-01 | F | D | 196 | $27.58 | 13,818 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 935 | $0.00 | 935 | D | — · — to — | 935 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F5) On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 6 | Derivative | Restricted Stock Units | 2023-01-01 | A | A | 3,736 | $0.00 | 3,736 | D | — · — to — | 3,736 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F4) On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 7 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 646 | $0.00 | 1,294 | D | — · — to — | 646 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F6) On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |