Form 4 for MCHB Mechanics Bancorp
Accepted 2024-01-03 00:00:00 ET · period of report 2024-01-01 · accession 0001518715-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2024-01-01 | MCHB | ISEMAN JAY C | EVP - Chief Credit Off | M - OptEx | — | +1,931 | 82.3K | +2% | — |
| DM | 2024-01-03 | 2024-01-01 | MCHB | ISEMAN JAY C | EVP - Chief Credit Off | F - Tax | $10.30 | -595 | 82.7K | -0.7% | -$6,128 |
| DM | 2024-01-03 | 2024-01-01 | MCHB | ISEMAN JAY C | EVP - Chief Credit Off | M - OptEx | $0.00 | -1,931 | 1,697 | -53% | $0 |
| D | 2024-01-03 | 2024-01-01 | MCHB | ISEMAN JAY C | EVP - Chief Credit Off | A - Grant | $0.00 | +8,169 | 8,169 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-01 | M | A | 643 | — | 82,049 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 2 | Common | Common Stock | 2024-01-01 | M | A | 848 | — | 83,003 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 3 | Common | Common Stock | 2024-01-01 | F | D | 136 | $10.30 | 82,155 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-01 | M | A | 440 | — | 82,291 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 5 | Common | Common Stock | 2024-01-01 | F | D | 198 | $10.30 | 81,851 | D | — | — | |
| 6 | Common | Common Stock | 2024-01-01 | F | D | 261 | $10.30 | 82,742 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 643 | $0.00 | 0 | D | — · — to — | 643 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F4) On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 8 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 440 | $0.00 | 441 | D | — · — to — | 440 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F5) On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 9 | Derivative | Restricted Stock Units | 2024-01-01 | A | A | 8,169 | $0.00 | 8,169 | D | — · — to — | 8,169 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F3) On January 1, 2024, the reporting person was granted 8,169 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 10 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 848 | $0.00 | 1,697 | D | — · — to — | 848 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F6) On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |