Form 4 for MCHB Mechanics Bancorp
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-01 · accession 0001518715-24-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-04 | 2024-01-01 | MCHB | Novak Diane P | EVP, CRO | F - Tax | $10.30 | -275 | 4,212 | -6% | -$2,832 |
| DM | 2024-01-04 | 2024-01-01 | MCHB | Novak Diane P | EVP, CRO | M - OptEx | — | +888 | 4,278 | +26% | — |
| DM | 2024-01-04 | 2024-01-01 | MCHB | Novak Diane P | EVP, CRO | M - OptEx | $0.00 | -888 | 1,064 | -45% | $0 |
| D | 2024-01-04 | 2024-01-01 | MCHB | Novak Diane P | EVP, CRO | A - Grant | $0.00 | +6,456 | 6,456 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-01 | F | D | 45 | $10.30 | 4,312 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-01 | F | D | 164 | $10.30 | 4,679 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-01 | M | A | 531 | — | 4,843 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 4 | Common | Common Stock | 2024-01-01 | M | A | 145 | — | 4,357 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 5 | Common | Common Stock | 2024-01-01 | F | D | 66 | $10.30 | 4,212 | D | — | — | |
| 6 | Common | Common Stock | 2024-01-01 | M | A | 212 | — | 4,278 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 7 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 145 | $0.00 | 145 | D | — · — to — | 145 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F5) On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 8 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 212 | $0.00 | 0 | D | — · — to — | 212 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F4) On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 9 | Derivative | Restricted Stock Units | 2024-01-01 | A | A | 6,456 | $0.00 | 6,456 | D | — · — to — | 6,456 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F3) On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 10 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 531 | $0.00 | 1,064 | D | — · — to — | 531 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F6) On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |