Form 4 for MCHB Mechanics Bancorp
Accepted 2025-01-03 00:00:00 ET · period of report 2025-01-01 · accession 0001518715-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-03 | 2025-01-01 | MCHB | LEMON PAULETTE | EVP - Retail Banking Dir | F - Tax | $11.42 | -964 | 17.6K | -5% | -$11.0K |
| DM | 2025-01-03 | 2025-01-01 | MCHB | LEMON PAULETTE | EVP - Retail Banking Dir | M - OptEx | — | +3,115 | 19.7K | +19% | — |
| DM | 2025-01-03 | 2025-01-01 | MCHB | LEMON PAULETTE | EVP - Retail Banking Dir | M - OptEx | $0.00 | -3,115 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-01 | F | D | 104 | $11.42 | 17,154.20 | D | — | — | |
| 2 | Common | Common Stock | 2025-01-01 | M | A | 335 | — | 17,258.20 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 3 | Common | Common Stock | 2025-01-01 | M | A | 651 | — | 17,805.20 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 4 | Common | Common Stock | 2025-01-01 | F | D | 658 | $11.42 | 19,074.20 | D | — | — | |
| 5 | Common | Common Stock | 2025-01-01 | F | D | 202 | $11.42 | 17,603.20 | D | — | — | |
| 6 | Common | Common Stock | 2025-01-01 | M | A | 2,129 | — | 19,732.20 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| 7 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 651 | $0.00 | 652 | D | — · — to — | 651 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F4) On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 8 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 2,129 | $0.00 | 4,260 | D | — · — to — | 2,129 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F5) On January 1, 2024, the reporting person was granted 6,389 RSUs, of which 2,129 shares vest on January 1, 2025 and 2,130 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| 9 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 335 | $0.00 | 0 | D | — · — to — | 335 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. (F3) On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |