Form 4 for BIVI BIOVIE INC.
Accepted 2024-07-12 00:00:00 ET · period of report 2023-02-16 · accession 0001520138-24-000239 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-07-12 | 2023-02-16+ | BIVI | DO CUONG V | Pres, CEO, Dir | F - Tax | $1.02 | -51.9K | 551.9K | -9% | -$52.9K |
| DI | 2024-07-12 | 2024-06-24 | BIVI | DO CUONG V | Pres, CEO, Dir | A - Grant | $0.00 | +168.0K | 593.9K | +39% | $0 |
| DI | 2024-07-12 | 2024-06-24 | BIVI | DO CUONG V | Pres, CEO, Dir | A - Grant | $0.00 | +227.0K | 227.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-02-16 | F | D | 4,953 | $5.51 | 430,901 | I See Footnote | — | — | (F3) Securities are held in the name of Do & Rickles Investments LLC. |
| 2 | Common | Common Stock | 2024-02-15 | F | D | 4,953 | $1.18 | 425,948 | I See Footnote | — | — | (F3) Securities are held in the name of Do & Rickles Investments LLC. |
| 3 | Common | Common Stock | 2024-06-24 | A | A | 168,000 | $0.00 | 593,948 | I See Footnote | — | — | (F1) The restricted stock unit ("RSU") grant was approved by the compensation committee of the issuer's board of directors on June 10, 2024, which grant became effective on June 24, 2024. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs vested in full on June, 24, 2024. (F3) Securities are held in the name of Do & Rickles Investments LLC. |
| 4 | Common | Common Stock | 2024-06-24 | F | D | 42,000 | $0.47 | 551,948 | I See Footnote | — | — | (F1) The restricted stock unit ("RSU") grant was approved by the compensation committee of the issuer's board of directors on June 10, 2024, which grant became effective on June 24, 2024. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs vested in full on June, 24, 2024. (F3) Securities are held in the name of Do & Rickles Investments LLC. |
| 5 | Derivative | Stock Option (right to buy) | 2024-06-24 | A | A | 227,000 | $0.00 | 227,000 | I See Footnote | $0.47 · — to 2034-06-24 | 227,000 Common Stock | (F3) Securities are held in the name of Do & Rickles Investments LLC. (F2) The options vest in three equal annual installments beginning on June 24, 2024. |