Form 4 for ROK Rockwell Automation
Accepted 2025-12-05 00:00:00 ET · period of report 2025-12-05 · accession 0001523212-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-12-05 | 2025-12-05 | ROK | Rothe Christian E | SVP, CFO | M - OptEx | $0.00 | +1,077 | 9,732 | +12% | $0 |
| D | 2025-12-05 | 2025-12-05 | ROK | Rothe Christian E | SVP, CFO | M - OptEx | $0.00 | -1,077 | 2,155 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-05 | M | A | 1,077 | $0.00 | 9,731.71 | D | — | — | (F1) Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 9/12/2025 |
| 2 | Derivative | Restricted Stock Units | 2025-12-05 | M | D | 1,077 | $0.00 | 2,155 | D | — · 2025-12-05 to 2027-12-05 | 1,077 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F3) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |