Form 4 for ROK Rockwell Automation
Accepted 2026-08-21 18:11:02 ET · period of report 2026-08-19 · accession 0001523212-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-08-21 18:11 | 2026-08-19 | ROK | Rothe Christian E | SVP, CFO | M - OptEx | $0.00 | +1,257 | 11.0K | +13% | $0 |
| DT | 2026-08-21 18:11 | 2026-08-20 | ROK | Rothe Christian E | SVP, CFO | S - Sale+OE | $434.30 | -590 | 10.4K | -5% | -$256.2K |
| DT | 2026-08-21 18:11 | 2026-08-19 | ROK | Rothe Christian E | SVP, CFO | M - OptEx | $0.00 | -1,257 | 1,257 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-19 | M | A | 1,257 | $0.00 | 11,018.69 | D | — | — | (F1) Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026. |
| 2 | Common | Common Stock | 2026-08-20 | S | D | 590 | $434.30 | 10,428.69 | D | — | — | (F2) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026. (F3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Restricted Stock Units | 2026-08-19 | M | D | 1,257 | $0.00 | 1,257 | D | — · 2025-08-19 to 2027-08-19 | 1,257 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F5) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |