Form 4 for MAT MATTEL INC /DE/
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-01 · accession 0001523711-21-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-08-01 | MAT | Kreiz Ynon | COB, CEO, Dir | F - Tax | $21.72 | -22.0K | 308.0K | -7% | -$478.6K |
| D | 2021-08-03 | 2021-08-01 | MAT | Kreiz Ynon | COB, CEO, Dir | M - OptEx | — | +44.4K | 330.0K | +16% | — |
| D | 2021-08-03 | 2021-08-02 | MAT | Kreiz Ynon | COB, CEO, Dir | A - Grant | $0.00 | +266.0K | 789.5K | +51% | $0 |
| D | 2021-08-03 | 2021-08-01 | MAT | Kreiz Ynon | COB, CEO, Dir | M - OptEx | $0.00 | -44.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-01 | F | D | 22,034 | $21.72 | 307,997 | D | — | — | (F2) Pursuant to the terms of the August 1, 2018 RSU grant, 22,034 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 2 | Common | Common Stock | 2021-08-01 | M | A | 44,440 | — | 330,031 | D | — | — | (F1) As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 130,703 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 44,440 shares of Mattel, Inc. Common Stock. |
| 3 | Derivative | Employee Stock Option - Right to Buy | 2021-08-02 | A | A | 265,957 | $0.00 | 789,532 | D | $21.91 · — to 2031-08-02 | 265,957 Common Stock | (F3) The option was granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. |
| 4 | Derivative | Restricted Stock Units | 2021-08-01 | M | D | 44,440 | $0.00 | 0 | D | — · — to — | 44,440 Common Stock | (F1) As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 130,703 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 44,440 shares of Mattel, Inc. Common Stock. |