Form 4 for MAT MATTEL INC /DE/
Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-31 · accession 0001523711-21-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-03 | 2021-07-31+ | MAT | Isaias Zanatta Roberto Jacobo | EVP, Chief Supply Chain Offr | F - Tax | $21.72 | -14.6K | 63.2K | -19% | -$317.1K |
| DM | 2021-08-03 | 2021-07-31+ | MAT | Isaias Zanatta Roberto Jacobo | EVP, Chief Supply Chain Offr | M - OptEx | — | +29.4K | 67.2K | +78% | — |
| DM | 2021-08-03 | 2021-07-31+ | MAT | Isaias Zanatta Roberto Jacobo | EVP, Chief Supply Chain Offr | M - OptEx | $0.00 | -29.4K | 9,852 | -75% | $0 |
| DM | 2021-08-03 | 2021-08-02 | MAT | Isaias Zanatta Roberto Jacobo | EVP, Chief Supply Chain Offr | A - Grant | $0.00 | +31.9K | 42.7K | +295% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-31 | F | D | 5,799 | $21.72 | 73,879 | D | — | — | (F6) Pursuant to the terms of the July 31, 2020 RSU grant, 5,799 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 2 | Common | Common Stock | 2021-07-31 | M | A | 11,695 | — | 79,678 | D | — | — | (F5) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 35,441 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,695 shares of Mattel, Inc. Common Stock. |
| 3 | Common | Common Stock | 2021-08-01 | F | D | 4,741 | $21.72 | 67,983 | D | — | — | (F4) Pursuant to the terms of the August 1, 2019 RSU grant, 4,741 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 4 | Common | Common Stock | 2021-08-01 | M | A | 9,561 | — | 72,724 | D | — | — | (F3) As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 28,974 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 9,561 shares of Mattel, Inc. Common Stock. |
| 5 | Common | Common Stock | 2021-08-01 | F | D | 4,060 | $21.72 | 63,163 | D | — | — | (F2) Pursuant to the terms of the August 1, 2018 RSU grant, 4,060 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 6 | Common | Common Stock | 2021-08-01 | M | A | 8,188 | — | 67,223 | D | — | — | (F1) As reported on a Form 3 dated February 18, 2019 and filed on February 28, 2019, the Reporting Person received a grant of 24,081 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 8,188 shares of Mattel, Inc. Common Stock. |
| 7 | Derivative | Restricted Stock Units - Granted 08/01/2018 | 2021-08-01 | M | D | 8,188 | $0.00 | 0 | D | — · — to — | 8,188 Common Stock | (F1) As reported on a Form 3 dated February 18, 2019 and filed on February 28, 2019, the Reporting Person received a grant of 24,081 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 8,188 shares of Mattel, Inc. Common Stock. |
| 8 | Derivative | Restricted Stock Units | 2021-08-02 | A | A | 17,971 | $0.00 | 53,412 | D | — · — to — | 17,971 Common Stock | (F7) The RSUs were granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). (F8) The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. |
| 9 | Derivative | Restricted Stock Units | 2021-07-31 | M | D | 11,695 | $0.00 | 23,746 | D | — · — to — | 11,695 Common Stock | (F5) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 35,441 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,695 shares of Mattel, Inc. Common Stock. |
| 10 | Derivative | Restricted Stock Units | 2021-08-01 | M | D | 9,561 | $0.00 | 9,852 | D | — · — to — | 9,561 Common Stock | (F3) As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 28,974 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 9,561 shares of Mattel, Inc. Common Stock. |
| 11 | Derivative | Employee Stock Option - Right to Buy | 2021-08-02 | A | A | 13,963 | $0.00 | 42,746 | D | $21.91 · — to 2031-08-02 | 13,963 Common Stock | (F9) The option was granted on August 2, 2021 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. |