InsiderTrades

Form 4 for MAT MATTEL INC /DE/

Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-31 · accession 0001523711-21-000062 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-08-03 2021-07-31+ MAT TOTZKE STEVE EVP, Chief Comm Off M - OptEx — +21.2K 63.8K +50% —
DM 2021-08-03 2021-07-31+ MAT TOTZKE STEVE EVP, Chief Comm Off F - Tax $21.72 -10.5K 58.3K -15% -$228.8K
DM 2021-08-03 2021-07-31+ MAT TOTZKE STEVE EVP, Chief Comm Off M - OptEx $0.00 -21.2K 0 -100% $0
DM 2021-08-03 2021-08-02 MAT TOTZKE STEVE EVP, Chief Comm Off A - Grant $0.00 +76.0K 56.6K New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-08-01 M A 6,464 — 54,020 D — — (F1) As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 6,464 shares of Mattel, Inc. Common Stock.
2 Common Common Stock 2021-08-01 F D 3,205 $21.72 50,815 D — — (F2) Pursuant to the terms of the August 1, 2018 RSU grant, 3,205 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
3 Common Common Stock 2021-08-01 M A 3,643 — 54,458 D — — (F3) As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 3,643 shares of Mattel, Inc. Common Stock.
4 Common Common Stock 2021-08-01 F D 1,807 $21.72 52,651 D — — (F4) Pursuant to the terms of the August 1, 2019 RSU grant, 1,807 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
5 Common Common Stock 2021-07-31 M A 11,138 — 63,789 D — — (F5) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.
6 Common Common Stock 2021-07-31 F D 5,523 $21.72 58,266 D — — (F6) Pursuant to the terms of the July 31, 2020 RSU grant, 5,523 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
7 Derivative Restricted Stock Units - Granted 08/01/2019 2021-08-01 M D 3,643 $0.00 3,753 D — · — to — 3,643 Common Stock (F3) As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 3,643 shares of Mattel, Inc. Common Stock.
8 Derivative Restricted Stock Units 2021-07-31 M D 11,138 $0.00 22,615 D — · — to — 11,138 Common Stock (F5) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.
9 Derivative Restricted Stock Units - Granted 08/01/2018 2021-08-01 M D 6,464 $0.00 0 D — · — to — 6,464 Common Stock (F1) As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 6,464 shares of Mattel, Inc. Common Stock.
10 Derivative Employee Stock Option - Right to Buy 2021-08-02 A A 53,191 $0.00 135,428 D $21.91 · — to 2031-08-02 53,191 Common Stock (F9) The option was granted on August 2, 2021 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
11 Derivative Restricted Stock Units 2021-08-02 A A 22,821 $0.00 56,574 D — · — to — 22,821 Common Stock (F7) The RSUs were granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). (F8) The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.