Form 4 for MAT MATTEL INC /DE/
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-29 · accession 0001523711-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-31 | 2023-01-29 | MAT | Anschell Jonathan | EVP CLO, Sec | F - Tax | $20.16 | -2,434 | 11.2K | -18% | -$49.1K |
| D | 2023-01-31 | 2023-01-29 | MAT | Anschell Jonathan | EVP CLO, Sec | M - OptEx | — | +6,147 | 13.6K | +82% | — |
| D | 2023-01-31 | 2023-01-29 | MAT | Anschell Jonathan | EVP CLO, Sec | M - OptEx | $0.00 | -6,147 | 6,333 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-29 | F | D | 2,434 | $20.16 | 11,171 | D | — | — | (F2) Pursuant to the terms of the January 29, 2021 RSU grant, 2,434 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 2 | Common | Common Stock | 2023-01-29 | M | A | 6,147 | — | 13,605 | D | — | — | (F1) As reported on a Form 4 dated January 29, 2021 and filed on February 2, 2021, the Reporting Person received a grant of 18,626 Restricted Stock Units ("RSUs" or "Units") on January 29, 2021. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 29, 2023, the second 33% of these RSUs vested, resulting in the issuance of 6,147 shares of Mattel, Inc. Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2023-01-29 | M | D | 6,147 | $0.00 | 6,333 | D | — · — to — | 6,147 Common Stock | (F1) As reported on a Form 4 dated January 29, 2021 and filed on February 2, 2021, the Reporting Person received a grant of 18,626 Restricted Stock Units ("RSUs" or "Units") on January 29, 2021. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 29, 2023, the second 33% of these RSUs vested, resulting in the issuance of 6,147 shares of Mattel, Inc. Common Stock. |