Form 4 for MAT MATTEL INC /DE/
Accepted 2023-05-02 00:00:00 ET · period of report 2023-04-28 · accession 0001523711-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-02 | 2023-04-28 | MAT | Anschell Jonathan | EVP CLO, Sec | M - OptEx | — | +6,617 | 17.8K | +59% | — |
| D | 2023-05-02 | 2023-04-28 | MAT | Anschell Jonathan | EVP CLO, Sec | F - Tax | $18.00 | -2,289 | 15.5K | -13% | -$41.2K |
| D | 2023-05-02 | 2023-04-28 | MAT | Anschell Jonathan | EVP CLO, Sec | A - Grant | $0.00 | +39.7K | 39.7K | New | $0 |
| D | 2023-05-02 | 2023-04-28 | MAT | Anschell Jonathan | EVP CLO, Sec | M - OptEx | $0.00 | -6,617 | 13.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-28 | M | A | 6,617 | — | 17,788 | D | — | — | (F1) As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 20,053 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 6,617 shares of Mattel, Inc. Common Stock. |
| 2 | Common | Common Stock | 2023-04-28 | F | D | 2,289 | $18.00 | 15,499 | D | — | — | (F2) Pursuant to the terms of the April 29, 2022 RSU grant, 2,289 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 3 | Derivative | Restricted Stock Units | 2023-04-28 | A | A | 39,722 | $0.00 | 39,722 | D | — · — to — | 39,722 Common Stock | (F3) The RSUs were granted on April 28, 2023 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). (F4) The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. |
| 4 | Derivative | Restricted Stock Units | 2023-04-28 | M | D | 6,617 | $0.00 | 13,436 | D | — · — to — | 6,617 Common Stock | (F1) As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 20,053 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 6,617 shares of Mattel, Inc. Common Stock. |