Form 4 for MAT MATTEL INC /DE/
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001523711-23-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-02 | 2023-07-31 | MAT | TOTZKE STEVE | Pres, Chief Comm Off | M - OptEx | — | +11.5K | 183.9K | +7% | — |
| D | 2023-08-02 | 2023-07-31 | MAT | TOTZKE STEVE | Pres, Chief Comm Off | F - Tax | $21.30 | -5,691 | 178.3K | -3% | -$121.2K |
| D | 2023-08-02 | 2023-07-31 | MAT | TOTZKE STEVE | Pres, Chief Comm Off | S - Sale+OE | $21.24 | -47.0K | 131.2K | -26% | -$998.6K |
| D | 2023-08-02 | 2023-07-31 | MAT | TOTZKE STEVE | Pres, Chief Comm Off | M - OptEx | $0.00 | -11.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-31 | M | A | 11,477 | — | 183,947 | D | — | — | (F1) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 11,477 shares of Mattel, Inc. Common Stock. |
| 2 | Common | Common Stock | 2023-07-31 | F | D | 5,691 | $21.30 | 178,256 | D | — | — | (F2) Pursuant to the terms of the July 31, 2020 RSU grant, 5,691 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 3 | Common | Common Stock | 2023-07-31 | S | D | 47,014 | $21.24 | 131,242 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $21.230 to $21.265. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 11,477 | $0.00 | 0 | D | — · — to — | 11,477 Common Stock | (F1) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 11,477 shares of Mattel, Inc. Common Stock. |