Form 4 for MAT MATTEL INC /DE/
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001523711-23-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-02 | 2023-07-31 | MAT | Dickson Richard | Pres, COO | M - OptEx | — | +34.4K | 682.4K | +5% | — |
| D | 2023-08-02 | 2023-07-31 | MAT | Dickson Richard | Pres, COO | F - Tax | $21.30 | -17.1K | 665.3K | -3% | -$365.1K |
| D | 2023-08-02 | 2023-07-31 | MAT | Dickson Richard | Pres, COO | M - OptEx | $0.00 | -34.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-31 | M | A | 34,429 | — | 682,448 | D | — | — | (F1) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock. |
| 2 | Common | Common Stock | 2023-07-31 | F | D | 17,141 | $21.30 | 665,307 | D | — | — | (F2) Pursuant to the terms of the July 31, 2020 RSU grant, 17,141 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 3 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 34,429 | $0.00 | 0 | D | — · — to — | 34,429 Common Stock | (F1) As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock. |