Form 4 for MAT MATTEL INC /DE/
Accepted 2024-04-29 00:00:00 ET · period of report 2024-04-25 · accession 0001523711-24-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-04-29 | 2024-04-25 | MAT | TOTZKE STEVE | Pres, Chief Comm Off | I - Discretionary | $18.39 | +19.1K | 19.1K | New | +$351.2K |
| D | 2024-04-29 | 2024-04-25 | MAT | TOTZKE STEVE | Pres, Chief Comm Off | A - Grant | $0.00 | +60.9K | 60.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-25 | I | A | 19,100 | $18.39 | 19,100 | I By 401(k) Plan | — | — | (F1) As of April 25, 2024, the Reporting Person had a balance of $351,312.61 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP. |
| 2 | Derivative | Restricted Stock Units | 2024-04-25 | A | A | 60,910 | $0.00 | 60,910 | D | — · — to — | 60,910 Common Stock | (F2) The Restricted Stock Units ("RSUs" or "Units") were granted on April 25, 2024 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). (F3) The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. |