Form 4 for MAT MATTEL INC /DE/
Accepted 2024-04-30 00:00:00 ET · period of report 2024-04-28 · accession 0001523711-24-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-30 | 2024-04-28+ | MAT | TOTZKE STEVE | Pres, Chief Comm Off | M - OptEx | — | +25.3K | 180.8K | +16% | — |
| DM | 2024-04-30 | 2024-04-28+ | MAT | TOTZKE STEVE | Pres, Chief Comm Off | F - Tax | $18.41 | -12.8K | 170.7K | -7% | -$236.1K |
| DM | 2024-04-30 | 2024-04-28+ | MAT | TOTZKE STEVE | Pres, Chief Comm Off | M - OptEx | $0.00 | -25.3K | 10.5K | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-28 | M | A | 15,124 | — | 178,324 | D | — | — | (F1) As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 45,833 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2024, the first 33% of these RSUs vested, resulting in the issuance of 15,124 shares of Mattel, Inc. Common Stock. |
| 2 | Common | Common Stock | 2024-04-29 | F | D | 5,160 | $18.49 | 175,680 | D | — | — | (F4) Pursuant to the terms of the April 29, 2022 RSU grant, 5,160 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 3 | Common | Common Stock | 2024-04-29 | M | A | 10,181 | — | 180,840 | D | — | — | (F3) As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 30,852 RSUs on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 29, 2024, the second 33% of these RSUs vested, resulting in the issuance of 10,181 shares of Mattel, Inc. Common Stock. |
| 4 | Common | Common Stock | 2024-04-28 | F | D | 7,665 | $18.36 | 170,659 | D | — | — | (F2) Pursuant to the terms of the April 28, 2023 RSU grant, 7,665 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 5 | Derivative | Restricted Stock Units | 2024-04-28 | M | D | 15,124 | $0.00 | 30,709 | D | — · — to — | 15,124 Common Stock | (F1) As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 45,833 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2024, the first 33% of these RSUs vested, resulting in the issuance of 15,124 shares of Mattel, Inc. Common Stock. |
| 6 | Derivative | Restricted Stock Units | 2024-04-29 | M | D | 10,181 | $0.00 | 10,490 | D | — · — to — | 10,181 Common Stock | (F3) As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 30,852 RSUs on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 29, 2024, the second 33% of these RSUs vested, resulting in the issuance of 10,181 shares of Mattel, Inc. Common Stock. |