Form 4 for NTIC NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Accepted 2022-10-03 00:00:00 ET · period of report 2022-09-29 · accession 0001526513-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-03 | 2022-09-29 | NTIC | Narayan Ramani | Dir | M - OptEx | $8.82 | +43.8K | 106.8K | +69% | +$385.9K |
| DM | 2022-10-03 | 2022-09-29 | NTIC | Narayan Ramani | Dir | M - OptEx | $0.00 | -43.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-29 | M | A | 8,000 | $6.70 | 71,000 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-29 | M | A | 8,000 | $9.18 | 79,000 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-29 | M | A | 11,737 | $10.80 | 90,737 | D | — | — | |
| 4 | Common | Common Stock | 2022-09-29 | M | A | 16,026 | $8.24 | 106,763 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2022-09-29 | M | D | 11,737 | $0.00 | 0 | D | $10.80 · — to 2029-08-31 | 11,737 Common Stock | (F3) This option fully vested on September 1, 2020. |
| 6 | Derivative | Stock Option (right to buy) | 2022-09-29 | M | D | 16,026 | $0.00 | 0 | D | $8.24 · — to 2030-08-31 | 16,026 Common Stock | (F4) This option fully vested on September 1, 2021. |
| 7 | Derivative | Stock Option (right to buy) | 2022-09-29 | M | D | 8,000 | $0.00 | 0 | D | $6.70 · — to 2026-08-31 | 8,000 Common Stock | (F1) This option fully vested on September 1, 2017. |
| 8 | Derivative | Stock Option (right to buy) | 2022-09-29 | M | D | 8,000 | $0.00 | 0 | D | $9.18 · — to 2027-08-31 | 8,000 Common Stock | (F2) This option fully vested on September 1, 2018. |