Form 4 for NTIC NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Accepted 2022-10-06 00:00:00 ET · period of report 2022-10-04 · accession 0001526513-22-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-06 | 2022-10-04 | NTIC | WOLSFELD MATTHEW C | CFO, Corp. Sec | F - Tax | $13.83 | -10.1K | 151.7K | -6% | -$139.5K |
| D | 2022-10-06 | 2022-10-04 | NTIC | WOLSFELD MATTHEW C | CFO, Corp. Sec | M - OptEx | $5.13 | +27.2K | 161.8K | +20% | +$139.6K |
| D | 2022-10-06 | 2022-10-04 | NTIC | WOLSFELD MATTHEW C | CFO, Corp. Sec | M - OptEx | $0.00 | -27.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-04 | F | D | 10,086 | $13.83 | 151,727 | D | — | — | (F1) Includes 60 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-10-04 | M | A | 27,218 | $5.13 | 161,813 | D | — | — | (F1) Includes 60 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan. |
| 3 | Derivative | Stock Option (right to buy) | 2022-10-04 | M | D | 27,218 | $0.00 | 0 | D | $5.13 · — to 2022-11-16 | 27,218 Common Stock | (F2) This option has fully vested. |