Form 4 for NTIC NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Accepted 2023-07-27 00:00:00 ET · period of report 2023-07-26 · accession 0001526513-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-27 | 2023-07-26 | NTIC | NIGON RICHARD | Dir | M - OptEx | $7.35 | +12.0K | 42.6K | +39% | +$88.2K |
| D | 2023-07-27 | 2023-07-27 | NTIC | NIGON RICHARD | Dir | S - Sale+OE | $12.17 | -1,847 | 33.6K | -5% | -$22.5K |
| D | 2023-07-27 | 2023-07-26 | NTIC | NIGON RICHARD | Dir | F - Tax | $12.33 | -7,153 | 35.4K | -17% | -$88.2K |
| D | 2023-07-27 | 2023-07-26 | NTIC | NIGON RICHARD | Dir | M - OptEx | $0.00 | -12.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-26 | M | A | 12,000 | $7.35 | 42,600 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-27 | S | D | 1,847 | $12.17 | 33,600 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.25, inclusive. The reporting person undertakes to provide to Northern Technologies International Corporation, any security holder of Northern Technologies International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2023-07-26 | F | D | 7,153 | $12.33 | 35,447 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2023-07-26 | M | D | 12,000 | $0.00 | 0 | D | $7.35 · — to 2023-08-31 | 12,000 Common Stock | (F2) This option has fully vested. |