Form 4 for NTRS Northern Trust
Accepted 2026-02-02 00:00:00 ET · period of report 2026-01-29 · accession 0001527742-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-02-02 | 2026-01-29 | NTRS | O'Grady Michael | COB, CEO, Dir | M - OptEx | $58.25 | +34.5K | 383.6K | +10% | +$2.01M |
| DI | 2026-02-02 | 2026-01-29 | NTRS | O'Grady Michael | COB, CEO, Dir | F - Tax | $150.78 | -21.7K | 361.8K | -6% | -$3.28M |
| D | 2026-02-02 | 2026-01-29 | NTRS | O'Grady Michael | COB, CEO, Dir | M - OptEx | $0.00 | -34.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-29 | M | A | 34,489 | $58.25 | 383,557.44 | I By Trust | — | — | |
| 2 | Common | Common Stock | 2026-01-29 | F | D | 21,739 | $150.78 | 361,818.44 | I By Trust | — | — | |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2026-01-29 | M | D | 34,489 | $0.00 | 0 | D | $58.25 · — to 2026-02-16 | 34,489 Common Stock | (F3) This option becomes exercisable in four equal annual installments beginning 2/16/2017. |