Form 4 for GWRE Guidewire Software, Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001528396-21-000142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-15 | GWRE | Cooper Jeffrey Elliott | CFO | M - OptEx | $0.00 | +3,232 | 24.8K | +15% | $0 |
| D | 2021-12-17 | 2021-12-17 | GWRE | Cooper Jeffrey Elliott | CFO | S - Sale+OE | $112.98 | -2,077 | 22.7K | -8% | -$234.7K |
| DM | 2021-12-17 | 2021-12-15 | GWRE | Cooper Jeffrey Elliott | CFO | M - OptEx | $0.00 | -3,232 | 190 | -94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 63 | $0.00 | 21,609 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | M | A | 688 | $0.00 | 22,297 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-15 | M | A | 130 | $0.00 | 22,427 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-15 | M | A | 141 | $0.00 | 22,568 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-15 | M | A | 1,805 | $0.00 | 24,373 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-15 | M | A | 312 | $0.00 | 24,685 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-15 | M | A | 93 | $0.00 | 24,778 | D | — | — | |
| 8 | Common | Common Stock | 2021-12-17 | S | D | 2,077 | $112.98 | 22,701 | D | — | — | |
| 9 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 1,805 | $0.00 | 18,045 | D | $0.00 · — to 2030-06-09 | 1,805 Common Stock | (F6) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing September 15, 2020, subject to the Reporting Person's continued service to the Issuer. |
| 10 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 312 | $0.00 | 3,438 | D | $0.00 · — to 2030-09-09 | 312 Common Stock | (F7) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer. |
| 11 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 93 | $0.00 | 282 | D | $0.00 · — to 2028-09-12 | 93 Common Stock | (F8) The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer. |
| 12 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 141 | $0.00 | 989 | D | $0.00 · — to 2029-09-06 | 141 Common Stock | (F5) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer. |
| 13 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 688 | $0.00 | 0 | D | $0.00 · — to 2027-12-05 | 688 Common Stock | (F3) The Restricted Stock Units vest as follows: 1/4 of the units vested on December 15, 2018 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. |
| 14 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 130 | $0.00 | 782 | D | $0.00 · — to 2029-06-12 | 130 Common Stock | (F4) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer. |
| 15 | Derivative | Performance Shares | 2021-12-15 | M | D | 63 | $0.00 | 190 | D | $0.00 · — to 2028-09-12 | 63 Common Stock | (F2) On September 12, 2018, the Reporting Person was granted a target of 900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 112 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer. |