Form 4 for GWRE Guidewire Software, Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001528396-21-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-17 | GWRE | King James Winston | Chief Admin Off, Gen Couns | S - Sale+OE | $112.98 | -1,376 | 18.9K | -7% | -$155.5K |
| DM | 2021-12-17 | 2021-12-15 | GWRE | King James Winston | Chief Admin Off, Gen Couns | M - OptEx | $0.00 | +2,196 | 18.5K | +13% | $0 |
| DM | 2021-12-17 | 2021-12-15 | GWRE | King James Winston | Chief Admin Off, Gen Couns | M - OptEx | $0.00 | -2,196 | 1,339 | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-17 | S | D | 1,376 | $112.98 | 18,875 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | M | A | 562 | $0.00 | 20,251 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-15 | M | A | 437 | $0.00 | 19,689 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-15 | M | A | 326 | $0.00 | 19,252 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-15 | M | A | 406 | $0.00 | 18,926 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-15 | M | A | 273 | $0.00 | 18,328 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-15 | M | A | 192 | $0.00 | 18,520 | D | — | — | |
| 8 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 562 | $0.00 | 6,188 | D | $0.00 · — to 2030-09-09 | 562 Common Stock | (F7) The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer. |
| 9 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 437 | $0.00 | 3,063 | D | $0.00 · — to 2029-09-06 | 437 Common Stock | (F6) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer. |
| 10 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 326 | $0.00 | 1,953 | D | $0.00 · — to 2029-06-12 | 326 Common Stock | (F5) The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer. |
| 11 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 406 | $0.00 | 1,219 | D | $0.00 · — to 2028-09-12 | 406 Common Stock | (F4) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer. |
| 12 | Derivative | Performance Shares | 2021-12-15 | M | D | 273 | $0.00 | 825 | D | $0.00 · — to 2028-09-12 | 273 Common Stock | (F2) On September 12, 2018, the Reporting Person was granted a target of 3,900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 491 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the reporting person's continued service to the Issuer. |
| 13 | Derivative | Performance Shares | 2021-12-15 | M | D | 192 | $0.00 | 1,339 | D | $0.00 · — to 2029-09-06 | 192 Common Stock | (F3) On September 6, 2019, the Reporting Person was granted a target of 4,200 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 1,134 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer. |