Form 4 for GWRE Guidewire Software, Inc.
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-14 · accession 0001528396-22-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-15 | 2022-03-15 | GWRE | King James Winston | Chief Admin Off, Gen Couns | M - OptEx | $0.00 | +2,199 | 18.5K | +13% | $0 |
| D | 2022-03-15 | 2022-03-14 | GWRE | King James Winston | Chief Admin Off, Gen Couns | S - Sale+OE | $86.56 | -163 | 20.3K | -0.8% | -$14.1K |
| DM | 2022-03-15 | 2022-03-15 | GWRE | King James Winston | Chief Admin Off, Gen Couns | M - OptEx | $0.00 | -2,199 | 813 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-15 | M | A | 438 | $0.00 | 19,900 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-15 | M | A | 563 | $0.00 | 20,463 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-15 | M | A | 325 | $0.00 | 19,462 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-15 | M | A | 406 | $0.00 | 19,137 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-15 | M | A | 192 | $0.00 | 18,731 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-15 | M | A | 275 | $0.00 | 18,539 | D | — | — | |
| 7 | Common | Common Stock | 2022-03-14 | S | D | 163 | $86.56 | 20,300 | D | — | — | |
| 8 | Derivative | Restricted Stock Unit | 2022-03-15 | M | D | 563 | $0.00 | 5,625 | D | $0.00 · — to 2030-09-09 | 563 Common Stock | (F7) The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer. |
| 9 | Derivative | Restricted Stock Unit | 2022-03-15 | M | D | 325 | $0.00 | 1,628 | D | $0.00 · — to 2029-06-12 | 325 Common Stock | (F5) The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer. |
| 10 | Derivative | Restricted Stock Unit | 2022-03-15 | M | D | 438 | $0.00 | 2,625 | D | $0.00 · — to 2029-09-06 | 438 Common Stock | (F6) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer. |
| 11 | Derivative | Performance Shares | 2022-03-15 | M | D | 275 | $0.00 | 550 | D | $0.00 · — to 2028-09-12 | 275 Common Stock | (F2) On September 12, 2018, the Reporting Person was granted a target of 3,900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 491 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the reporting person's continued service to the Issuer. |
| 12 | Derivative | Performance Shares | 2022-03-15 | M | D | 192 | $0.00 | 1,147 | D | $0.00 · — to 2029-09-06 | 192 Common Stock | (F3) On September 6, 2019, the Reporting Person was granted a target of 4,200 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 1,134 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer. |
| 13 | Derivative | Restricted Stock Unit | 2022-03-15 | M | D | 406 | $0.00 | 813 | D | $0.00 · — to 2028-09-12 | 406 Common Stock | (F4) The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer. |