Form 4 for GWRE Guidewire Software, Inc.
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-15 · accession 0001528396-22-000031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-15 | 2022-03-15 | GWRE | Rosenbaum Michael George | CEO, Dir | M - OptEx | $0.00 | +9,063 | 83.2K | +12% | $0 |
| DM | 2022-03-15 | 2022-03-15 | GWRE | Rosenbaum Michael George | CEO, Dir | M - OptEx | $0.00 | -9,063 | 19.0K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-15 | M | A | 4,606 | $0.00 | 81,248 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-15 | M | A | 2,555 | $0.00 | 85,705 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-15 | M | A | 1,902 | $0.00 | 83,150 | D | — | — | |
| 4 | Derivative | Performance Shares | 2022-03-15 | M | D | 2,555 | $0.00 | 15,330 | D | $0.00 · — to 2029-09-06 | 2,555 Common Stock | (F3) On September 6, 2019, the Reporting Person was granted a target of 56,009 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 15,122 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer. |
| 5 | Derivative | Restricted Stock Unit | 2022-03-15 | M | D | 4,606 | $0.00 | 27,636 | D | $0.00 · — to 2029-09-06 | 4,606 Common Stock | (F1) The Restricted Stock Units vest as follows: 1/4 of the units vest on September 15, 2020, and an additional 1/16 of the units vest quarterly thereafter, subject to the reporting person's continued service to the Issuer. |
| 6 | Derivative | Restricted Stock Unit | 2022-03-15 | M | D | 1,902 | $0.00 | 19,020 | D | $0.00 · — to — | 1,902 Common Stock | (F2) The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer. |