Form 4 for ALKT ALKAMI TECHNOLOGY, INC.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-09 · accession 0001529274-21-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-11 | 2021-08-09+ | ALKT | HANSEN MICHAEL D | CEO, Dir | S - Sale+OE | $30.75 | -160.0K | 50.0K | -76% | -$4.92M |
| DM | 2021-08-11 | 2021-08-09+ | ALKT | HANSEN MICHAEL D | CEO, Dir | M - OptEx | $0.8512 | +160.0K | 150.0K | New | +$136.2K |
| DM | 2021-08-11 | 2021-08-09+ | ALKT | HANSEN MICHAEL D | CEO, Dir | M - OptEx | $0.81 | -160.0K | 140.0K | -53% | -$129.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | S | D | 15,618 | $30.61 | 94,382 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-08-10 | M | A | 60,000 | $0.92 | 110,000 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-09 | S | D | 100,000 | $30.56 | 50,000 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-08-09 | M | A | 100,000 | $0.81 | 150,000 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-10 | S | D | 44,382 | $31.21 | 50,000 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-09 | M | D | 100,000 | $0.81 | 0 | D | $0.81 · — to 2025-11-18 | 100,000 Common Stock | (F6) The option are fully vested and exercisable. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-10 | M | D | 60,000 | $0.81 | 140,000 | D | $0.92 · — to 2027-11-02 | 60,000 Common Stock | (F7) 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |