Form 4 for ALKT ALKAMI TECHNOLOGY, INC.
Accepted 2022-06-02 00:00:00 ET · period of report 2022-05-31 · accession 0001529274-22-000119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-02 | 2022-05-31 | ALKT | Linebarger Douglas A. | CLO | M - OptEx | $0.92 | +6,000 | 98.7K | +6% | +$5,520 |
| DM | 2022-06-02 | 2022-05-31+ | ALKT | Linebarger Douglas A. | CLO | S - Sale+OE | $13.95 | -7,166 | 91.5K | -7% | -$100.0K |
| D | 2022-06-02 | 2022-05-31 | ALKT | Linebarger Douglas A. | CLO | M - OptEx | $0.00 | -6,000 | 54.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-31 | M | A | 6,000 | $0.92 | 98,675 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-31 | S | D | 6,000 | $13.87 | 92,675 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.78 to $14.01, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2022-06-02 | S | D | 1,166 | $14.37 | 91,509 | D | — | — | (F2) Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-05-31 | M | D | 6,000 | $0.00 | 54,000 | D | $0.92 · — to 2027-11-02 | 6,000 Common Stock | (F3) The shares subject to the option are fully vested and exercisable. |