Form 4 for ALKT ALKAMI TECHNOLOGY, INC.
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-16 · accession 0001529274-23-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-20 | 2023-03-16+ | ALKT | Bohanon Stephen | Chf. Strategist, Sales Offr | S - Sale+OE | $12.31 | -130.0K | 527.5K | -20% | -$1.60M |
| DM | 2023-03-20 | 2023-03-16+ | ALKT | Bohanon Stephen | Chf. Strategist, Sales Offr | M - OptEx | $2.60 | +111.7K | 554.2K | +25% | +$290.8K |
| DM | 2023-03-20 | 2023-03-16+ | ALKT | Bohanon Stephen | Chf. Strategist, Sales Offr | M - OptEx | $0.00 | -111.7K | 14.3K | -89% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-17 | S | D | 16,933 | $12.23 | 527,473 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-03-16 | S | D | 8,741 | $12.62 | 537,100 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.60 to $12.69. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-03-16 | M | A | 16,400 | $0.92 | 553,500 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-16 | S | D | 16,400 | $12.61 | 537,100 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.60 to $12.69. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-03-17 | S | D | 9,627 | $12.23 | 527,473 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.275, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2023-03-17 | M | A | 16,933 | $0.92 | 544,406 | D | — | — | |
| 7 | Common | Common Stock | 2023-03-17 | M | A | 51,590 | $3.32 | 579,063 | D | — | — | |
| 8 | Common | Common Stock | 2023-03-17 | S | D | 51,590 | $12.24 | 527,473 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.36. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2023-03-17 | M | A | 26,754 | $3.32 | 554,227 | D | — | — | |
| 10 | Common | Common Stock | 2023-03-17 | S | D | 26,754 | $12.25 | 527,473 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 11 | Derivative | Stock Option (Right to Buy) | 2023-03-16 | M | D | 16,400 | $0.00 | 16,933 | D | $0.92 · — to 2027-11-02 | 16,400 Common Stock | (F7) The options are fully vested and exercisable. |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-03-17 | M | D | 16,933 | $0.00 | 0 | D | $0.92 · — to 2027-11-02 | 16,933 Common Stock | (F7) The options are fully vested and exercisable. |
| 13 | Derivative | Stock Option (Right to Buy) | 2023-03-17 | M | D | 51,590 | $0.00 | 16,010 | D | $3.32 · — to 2030-02-20 | 51,590 Common Stock | (F7) The options are fully vested and exercisable. |
| 14 | Derivative | Stock Option (Right to Buy) | 2023-03-16 | M | D | 26,754 | $0.00 | 14,271 | D | $3.32 · — to 2030-03-13 | 26,754 Common Stock | (F7) The options are fully vested and exercisable. |